The HDP Nexus, Cluster System, Sendai & the DRR Ecosystem
A learning resource on the Humanitarian-Development-Peace Nexus, the IASC Cluster Approach, global disaster risk reduction frameworks, how they reinforce and challenge each other, and the wider ecosystem of concepts every humanitarian practitioner should know.
The Evolution of Global DRR & Nexus Governance
Global governance for disaster risk reduction and humanitarian coherence has evolved through parallel but increasingly convergent tracks. The DRR frameworks (Yokohama → Hyogo → Sendai) developed alongside a growing recognition that humanitarian, development, and peace efforts must work together—not in silos. Understanding both lineages is essential for grasping where the field stands as the Sendai Framework approaches 2030 and the HDP Nexus matures.
Yokohama Strategy & Plan of Action
Adopted at the first World Conference on Natural Disaster Reduction. Established the initial global framework for DRR, emphasizing prevention over response alone.
Hyogo Framework for Action (HFA)
Adopted in Kobe, Hyogo, Japan after the 2004 Indian Ocean tsunami. First global DRR blueprint with 5 priorities for action. Created national DRR platforms in over 100 countries.
Sendai Framework for Disaster Risk Reduction
Successor to the HFA. Expanded to all hazards, set seven measurable targets, and shifted from disaster management to disaster risk management. First agreement of the post-2015 agenda.
IASC Cluster Approach
Adopted as part of the 2005 Humanitarian Reform after the Indian Ocean tsunami and Pakistan earthquake revealed critical coordination gaps. 11 global clusters with designated lead agencies. Refined under the 2011 Transformative Agenda. Deployed in 60+ countries.
World Humanitarian Summit — “New Way of Working”
The WHS launched the concept of the HDP Nexus, calling for humanitarian, development, and peace actors to work toward “collective outcomes” over multiple years rather than operating in parallel.
OECD DAC Recommendation on the HDP Nexus
The DAC adopted its landmark legal instrument, providing the first comprehensive framework to operationalize the Triple Nexus. Adhered to by 31 DAC members and seven UN agencies.
Sendai Midterm Review
Found progress on only two of seven targets. The Political Declaration warned countries were not on track. Institutional silos between DRR, development, climate, and peace remained a critical barrier.
OECD DAC Nexus Progress Reviews
Interim (2022) and five-year (2024) reviews found growing adoption of nexus approaches but persistent gaps in coordination, peace integration, local participation, and nexus-friendly financing.
8th Global Platform for DRR (GP2025)
Convened in Geneva. Theme: “Every Day Counts: Act for Resilience Today.” Focused on course correction, DRR financing gaps, and beginning post-2030 planning.
HDP Nexus Coalition Learning Brief
The HDP Nexus Coalition (2021–2025) published lessons learned. Found that coalition-level ambitions often remained unmet, and recommended stronger multistakeholder partnerships and evidence-based nexus programming.
Toward Post-2030 Governance
UN General Assembly initiated development of a Convention on Protection of Persons in Disasters (PPED), with negotiations spanning 2025–2027. The DRR and nexus communities are debating what successor frameworks should look like.
The Humanitarian-Development-Peace Nexus
The Humanitarian-Development-Peace (HDP) Nexus—also called the “Triple Nexus”—is a conceptual framework and way of working that aims to strengthen the coherence, coordination, and complementarity between humanitarian action, development cooperation, and peacebuilding. Its central purpose is to reduce people’s needs, risks, and vulnerabilities; strengthen risk management capacities; and address the root causes of conflict and crisis.
The concept was formalized at the 2016 World Humanitarian Summit through the “New Way of Working” commitment, which called on humanitarian and development actors to collaborate toward “collective outcomes” over multiple years, leveraging each actor’s comparative advantage. It was further codified in the 2019 OECD DAC Recommendation on the HDP Nexus—a legal instrument now adhered to by 39 entities (31 DAC members and 7 UN agencies as of 2024).
Core principle: “Prevention always, development wherever possible, humanitarian action where necessary.” The HDP Nexus rejects the idea that humanitarian, development, and peace interventions are sequential stages. Instead, all three are needed simultaneously in crisis contexts.
The Three Pillars
Humanitarian
Save lives, alleviate suffering, maintain human dignity during and after crises. Guided by humanitarian principles: humanity, impartiality, neutrality, independence.
Development
Address structural drivers of vulnerability. Strengthen national systems, service delivery, livelihoods, and institutional capacity. Reduce need for humanitarian assistance over time.
Peace
Address root causes of conflict. Includes conflict prevention, resolution, and peacebuilding at both “Big P” (formal processes) and “little p” (community cohesion) levels. Conflict sensitivity is a baseline for all actors.
The HDP Nexus: three pillars converging on collective outcomes. DRR sits at the humanitarian–development intersection.
OECD DAC Recommendation: Three Operational Pillars
Adopted February 2019 · Legal Instrument · 39 Adherents as of 2024- I Coordinate — Joint risk-informed, gender-sensitive analysis; identify collective outcomes; empower coordinated leadership (RC/HC system)
- II Programme — Conflict-sensitive, context-specific programming; invest in local capacity; strengthen national systems; transfer service delivery from humanitarian to state/development actors
- III Finance — Multi-year, flexible, predictable financing across all three pillars; pooled funds; align humanitarian, development, and peace funding streams
The OECD DAC’s five-year review found that adherents have made significant progress in developing shared understanding and collective outcomes at country level. However, coordination challenges persist, joint analysis does not consistently translate into joint programming, the voice of affected populations remains weak, local participation is insufficient, and peace integration is the least developed of the three pillars. Nexus-friendly financing models remain limited.
The IASC Cluster Approach
The Cluster Approach is the primary mechanism for coordinating international humanitarian response. Adopted by the Inter-Agency Standing Committee (IASC) in 2005 as part of the Humanitarian Reform Agenda, it organizes humanitarian actors into sectoral groups—clusters—each with a designated lead agency responsible for coordination. The approach was born from failures: the independent Humanitarian Response Review, commissioned after the 2004 Indian Ocean tsunami, found fragmented responses, duplication of effort, insufficient engagement with national actors, and unpredictable leadership in emergencies.
The cluster system was first deployed during the October 2005 Pakistan earthquake response. Since then, it has been activated in more than 60 countries. It was refined under the 2011 IASC Transformative Agenda, which addressed concerns that the approach had become overly process-driven and sometimes undermined rather than enabled delivery. In January 2025, the IASC published new guidance on cluster transition and deactivation, emphasizing that clusters are temporary coordination structures meant to build national capacity and progressively hand over to government-led mechanisms.
Core purpose: The Cluster Approach aims to make humanitarian response more predictable, accountable, and effective through clear sectoral leadership, reduced gaps and duplication, stronger partnerships between UN and non-UN actors, and better strategic planning. Clusters are activated when existing national coordination mechanisms are overwhelmed or constrained.
How the System Works
Two Operating Levels
IASC Cluster System · 2005–present · Active- GLOBAL Strengthen system-wide preparedness and technical capacity. Develop standards, policies, and tools. Maintain standby capacity and surge teams. Global Cluster Lead Agencies (GCLAs) are accountable to the ERC.
- COUNTRY Coordinate operational humanitarian response at national and sub-national levels. Activated by the HC/RC in consultation with the HCT and government. Country-level Cluster Lead Agencies (CLAs) are accountable to the HC. Clusters mirror national sector structures where possible and are co-chaired by government representatives.
Six Core Functions
As defined by the IASC Reference Module for Cluster Coordination- 1 Service delivery: Ensuring services are delivered to meet needs, filling gaps where necessary. The CLA acts as “provider of last resort” when no other actor can fill a critical gap.
- 2 Informing HC/HCT strategic decision-making: Providing analysis, data, and situational awareness to support the Humanitarian Coordinator and Country Team in setting priorities.
- 3 Planning and strategy development: Developing coordinated cluster strategies that contribute to the overall Humanitarian Response Plan (HRP).
- 4 Advocacy: Speaking with one voice on sectoral needs, amplifying the concerns of affected populations, and mobilizing political support for humanitarian access and response.
- 5 Monitoring and reporting: Tracking implementation, identifying unmet needs, reporting on response progress, and maintaining accountability to affected populations.
- 6 Contingency planning and preparedness: Strengthening readiness for future emergencies, including pre-positioning resources and maintaining surge capacity.
The 11 Global Clusters & Lead Agencies
Protection
Lead: UNHCRIncludes 4 Areas of Responsibility: Child Protection (UNICEF), GBV (UNFPA), Mine Action (UNMAS), Housing, Land & Property (NRC/UN-Habitat). Central to the IASC Centrality of Protection commitment (2013).
WASH
Lead: UNICEFWater, Sanitation, and Hygiene. Critical in disease prevention and public health in emergencies. Strong links to health and nutrition clusters.
Health
Lead: WHOCoordination of health response, disease surveillance, medical supply chain, and health systems strengthening. Elevated importance post-COVID-19.
Shelter
Co-leads: UNHCR (conflict) / IFRC (disaster)Emergency shelter, transitional housing, settlement planning. Links to “Build Back Better” in Sendai Framework.
Food Security
Co-leads: WFP & FAOFood assistance, agricultural livelihoods, and food systems. Directly linked to the HDP Nexus Coalition’s focus on food crises in conflict-affected settings.
Nutrition
Lead: UNICEFPrevention and treatment of malnutrition, infant feeding in emergencies, nutrition surveillance and assessment.
Education
Co-leads: UNICEF & Save the ChildrenEducation in emergencies, psychosocial support through schools, protection of education facilities. Connects to Sendai Target D on critical infrastructure.
Camp Coordination & Camp Management (CCCM)
Co-leads: UNHCR (conflict) / IOM (disaster)Management of displacement sites, community governance in camps, service monitoring, and transition planning.
Logistics
Lead: WFPCommon logistics services, supply chain coordination, transport and warehousing. Enables operations across all other clusters.
Emergency Telecommunications (ETC)
Lead: WFPShared communications infrastructure, internet connectivity in field operations, and data services for the humanitarian community.
Early Recovery
Lead: UNDPBridges humanitarian response and longer-term development. Livelihoods restoration, governance support, debris management. Key nexus entry point connecting to Sendai’s “Build Back Better” and the HDP development pillar.
Key Principles
✦ What the Cluster System Achieves
- Predictability: Designated lead agencies ensure known leadership is available for every sector before a crisis hits
- Provider of last resort: CLAs commit to filling critical gaps when no other actor can or will, preventing life-threatening service gaps
- Partnership: Open membership brings together UN agencies, NGOs, Red Cross/Red Crescent, civil society, and government in shared planning
- Accountability: The 2013 Centrality of Protection commitment requires all clusters to develop protection strategies, not just the Protection Cluster
- Standards and technical capacity: Global clusters develop, maintain, and disseminate sector-specific technical standards and guidance
- Inter-cluster coordination: OCHA-led inter-cluster coordination ensures cross-sectoral coherence and prevents siloed responses
✦ Known Challenges & Critiques
- Process-heavy: The 2011 Transformative Agenda found clusters had become overly process-driven, with coordination sometimes perceived as a burden rather than enabler
- UN-centric: Despite partnership principles, cluster membership and leadership remain heavily dominated by UN agencies and large INGOs, with limited national/local actor inclusion
- Localization gap: Clusters can inadvertently replicate parallel coordination systems rather than building on or strengthening existing government-led structures
- Transition difficulty: Clusters often persist long beyond their intended temporary activation, with transition to government-led coordination proving challenging (addressed in 2025 IASC deactivation guidance)
- Nexus disconnect: Clusters are designed for humanitarian response but struggle to connect to development programming and peace architecture—the IASC 2023 Guidance Note on advancing the HDP Nexus through clusters is working to address this
- Voluntary coordination: Participation is voluntary; organizations can choose not to participate, potentially undermining collective response
- Resource competition: Cluster coordination itself requires significant human and financial resources that may compete with direct service delivery
How the Cluster System Connects to Other Frameworks
The cluster system does not operate in isolation. It intersects with every framework covered in this resource, though the depth and quality of these connections varies significantly.
Framework Connections
How clusters intersect with DRR, the HDP Nexus, and humanitarian standards- → DRR Sendai Framework: Clusters operationalize DRR in emergencies. The Early Recovery Cluster connects directly to Sendai Priority 4 (“Build Back Better”). Shelter Cluster work on resilient reconstruction implements DRR principles. The Health Cluster’s disease surveillance supports Sendai’s all-hazards approach. However, DRR is not a standalone cluster—it’s treated as a cross-cutting issue, meaning its integration depends on individual cluster commitment.
- → HDP HDP Nexus: The 2023 IASC Guidance Note on advancing the HDP Nexus through global clusters directs cluster coordinators to engage with development and peace actors, align Humanitarian Response Plans with UN Sustainable Development Cooperation Frameworks (UNSDCFs), and work toward collective outcomes. The Early Recovery and Food Security Clusters are the most advanced in nexus programming. However, ALNAP evaluations found that most clusters still treat nexus as a secondary concern.
- → STD Sphere Standards: Sphere’s minimum standards are the quality benchmark that cluster responses should meet. Many clusters reference Sphere in their technical guidance. The Core Humanitarian Standard (CHS) provides the accountability framework that clusters are expected to uphold, including accountability to affected populations.
- → GOV National Governance: Clusters are meant to mirror and strengthen national sector coordination, not replace it. Where government capacity exists, clusters should co-chair with government representatives and plan for transition. The 2025 IASC guidance on cluster deactivation emphasizes early transition planning from the start of activation.
Cluster deactivation is one of the most concrete expressions of the HDP Nexus in practice. When a cluster transitions its coordination functions to government-led mechanisms, it represents the transfer from humanitarian to development-led response—precisely what the nexus envisions. The 2025 IASC guidance frames transition planning as something that should begin at the moment of activation, not as an afterthought. Yet the IDP Review found that roles and responsibilities during transition remain poorly defined, and many clusters persist for years beyond their intended timeframe.
The Hyogo Framework for Action (HFA)
The HFA was adopted in January 2005 at the World Conference on Disaster Reduction in Kobe, Hyogo, Japan—just weeks after the catastrophic Indian Ocean tsunami killed over 230,000 people. It served as the global DRR blueprint for a decade, aiming to substantially reduce disaster losses by 2015.
Key shift the HFA achieved: It moved DRR from a marginal concern to a national and international priority with institutional backing, catalyzing national DRR platforms, strategies, and legislation across more than 100 countries.
Five Priorities for Action
2005–2015 · Completed- HFA-1 Ensure DRR is a national and local priority with strong institutional basis for implementation
- HFA-2 Identify, assess, and monitor disaster risks and enhance early warning
- HFA-3 Use knowledge, innovation, and education to build a culture of safety and resilience at all levels
- HFA-4 Reduce underlying risk factors
- HFA-5 Strengthen disaster preparedness for effective response at all levels
While groundbreaking, the HFA’s 10-year period saw more than 700,000 disaster deaths, over 1.4 million injuries, 23 million displaced, and $1.3 trillion in economic losses. Key limitations included no measurable targets, insufficient attention to root risk drivers, weak integration with development agendas, limited accountability mechanisms, and no consideration of conflict dynamics.
The Sendai Framework for DRR (SFDRR)
Adopted in March 2015, the SFDRR is the successor to the HFA and the first major agreement of the post-2015 development agenda. It emerged from three years of consultations and expanded scope to all hazards—natural, man-made, technological, biological, and environmental. It was designed for integration with the SDGs, Paris Agreement, New Urban Agenda, and Addis Ababa Action Agenda.
Four Priorities for Action
2015–2030 · Active- SF-1 Understanding disaster risk (vulnerability, capacity, exposure, hazard characteristics, environment)
- SF-2 Strengthening disaster risk governance to manage disaster risk
- SF-3 Investing in disaster risk reduction for resilience
- SF-4 Enhancing disaster preparedness for effective response and to “Build Back Better”
Seven Global Targets
Midterm Review (May 2023): Progress on only two of seven targets. The Political Declaration explicitly flagged that institutional silos between DRR, climate, biodiversity, and development planning remain a barrier—a finding that directly connects to the HDP Nexus challenge.
Side-by-Side: HFA vs. Sendai vs. HDP Nexus
These four frameworks operate at different levels and with different logics, but they increasingly need to work together. The table below highlights how they compare across key dimensions.
| Dimension | HFA (2005–2015) | Sendai (2015–2030) | HDP Nexus (2016–) | Cluster Approach (2005–) |
|---|---|---|---|---|
| Type | Global DRR framework | Global DRR framework | Way of working / policy approach | Operational coordination mechanism |
| Scope | Primarily natural hazards | All hazards: natural, man-made, biological, technological | All crises, especially protracted and conflict-affected | All non-refugee humanitarian emergencies requiring international response |
| Central Focus | Disaster management | Disaster risk management (prevention) | Coherence across H-D-P actions | Sectoral coordination of humanitarian response |
| Targets | No measurable targets | 7 quantifiable global targets | Context-specific “collective outcomes” | 6 core functions per cluster; accountability to HC |
| Conflict/Peace | Not addressed | Deleted during negotiations | Peace is an explicit pillar | Protection Cluster addresses conflict-related protection; conflict sensitivity expected |
| Accountability | Voluntary HFA Monitor | Sendai Framework Monitor | OECD DAC legal instrument; 5-year reviews | CLAs accountable to HC; provider of last resort obligation |
| Stakeholders | State-centric | States, private sector, civil society, academia | Humanitarian orgs, development agencies, peacebuilders, government | UN agencies, INGOs, Red Cross/Crescent, civil society, government (open membership) |
| Financing | Limited attention | Priority 3 on DRR investment | Flexible, multi-year, pooled financing | Cluster strategies feed into HRPs and CERF/pooled fund allocations |
| Temporal Nature | 10-year framework (completed) | 15-year framework (active) | Ongoing way of working | Temporary per activation; meant to transition to govt-led coordination |
| Legal Character | Non-binding | Non-binding | OECD DAC Recommendation (legal instrument) | IASC policy (binding on IASC members); voluntary for others |
Synergies & Tensions: HFA ↔ Sendai
The HFA and Sendai Framework are sequential iterations of a single global DRR project. The Sendai Framework explicitly builds on the HFA’s achievements and addresses its gaps. But important tensions persist.
✦ Where They Reinforce Each Other
- Institutional continuity: HFA created the national DRR platforms that Sendai depends on for implementation
- Knowledge base: HFA’s risk identification (Priority 2) directly feeds Sendai’s understanding of disaster risk (Priority 1)
- Early warning: HFA built EWS capacity; Sendai’s Target G and EW4All scale and universalize it
- Culture of resilience: HFA’s education work (Priority 3) created the social foundation for Sendai’s broader resilience agenda
- Preparedness: Both prioritize preparedness; Sendai adds the explicit “Build Back Better” dimension
✦ Where Tensions Persist
- Scope expansion vs. focus: Sendai’s all-hazards approach may dilute attention from natural hazard DRR—HFA’s core strength
- Non-binding nature: Both lack enforcement; most countries not on track despite stronger Sendai monitoring
- Financing gap: DRR investment remains a fraction of post-disaster spending despite Sendai Priority 3
- Local vs. global: Global targets can mask inequality in risk distribution within countries
- Data capacity: Sendai requires disaggregated data (sex, age, disability) that many countries cannot collect
HDP Nexus ↔ DRR Frameworks: The Critical Gap
DRR and the HDP Nexus should be natural allies. Disaster risk reduction is, by definition, a bridge between humanitarian response and long-term development—precisely the kind of cross-pillar work the Triple Nexus calls for. Yet in practice, DRR and the HDP Nexus have evolved largely in parallel, with significant gaps between them.
A 2024 document analysis in the International Journal of Disaster Risk Science found that the Sendai Framework does not mention the word “peace” even once—mirroring its lack of reference to conflict. While peace-related concepts appear implicitly (partnership, all-of-society approaches), the engagement is superficial. References to conflict were deliberately deleted during negotiations because they were considered “too political.”
✦ Where DRR & HDP Nexus Align
- DRR as a bridge: DRR activities naturally span both humanitarian and development domains, making DRR an obvious entry point for nexus programming
- Shared root causes: Poverty, inequality, marginalization, poor governance, and environmental degradation drive both disaster risk and conflict risk
- Prevention logic: Both prioritize prevention over response—Sendai through risk reduction, the Nexus through addressing structural drivers
- Resilience building: Sendai’s investment in resilience (Priority 3) aligns with the development pillar’s focus on systems strengthening
- Preparedness as convergence: DRR preparedness programming in fragile/conflict-affected states (FCAS) is a promising area for integrated HDP action
- Governance overlap: Sendai’s Priority 2 (risk governance) connects to the DAC Recommendation’s emphasis on strengthening national institutions and local capacity
✦ Where Critical Gaps Remain
- Peace blind spot: The Sendai Framework avoids conflict and peace entirely, despite 2 billion people living in conflict-affected areas where disasters hit hardest
- Conflict-DRR compound risk: 58% of disaster deaths and 34% of disaster-affected people (2004–2014) occurred in fragile and conflict-affected states—yet DRR frameworks barely address this
- Separate institutional tracks: DRR governance (UNDRR, Global Platform) and nexus governance (IASC, OECD DAC) operate through different institutional channels with limited cross-pollination
- Financing silos: Humanitarian, development, and DRR funding streams remain largely separate despite both frameworks calling for coherent financing
- Nascent DRR-peacebuilding research: The links between DRR outcomes and conflict prevention/peacebuilding are theoretically compelling but empirically underdeveloped
- Nexus lacks DRR specificity: The OECD DAC Recommendation references risk reduction broadly but does not engage deeply with DRR frameworks, standards, or tools
- Disaster diplomacy potential: Shared disaster experiences can promote social cohesion and inter-group cooperation, but this potential is underexploited in both DRR and nexus programming
The opportunity for post-2030: The successor to the Sendai Framework has a unique opportunity to integrate conflict sensitivity and peace as explicit dimensions of DRR governance. Similarly, nexus practitioners must move beyond treating DRR as a “humanitarian sector” concern and recognize it as a fundamental cross-pillar activity. Environmental peacebuilding and disaster diplomacy offer promising conceptual bridges.
Resilience: Definitions, Capacities & Frameworks
Resilience is one of the most frequently invoked and contested concepts in humanitarian action, disaster risk reduction, and development. It appears in every framework covered in this resource — the HFA’s full title is “Building the Resilience of Nations and Communities to Disasters,” Sendai Priority 3 calls for “investing in disaster reduction for resilience,” the HDP Nexus aims to “strengthen resilience” as a collective outcome, and cluster transition planning depends on building resilient national systems. Yet despite its ubiquity, resilience means different things in different contexts, and its use has been criticized both for conceptual vagueness and for potentially shifting responsibility from institutions to affected populations.
This section provides thorough definitions across institutional and academic frameworks, explains the three resilience capacities that humanitarian practitioners most commonly encounter, maps the types of resilience used across sectors, and critically examines how resilience connects to — and sometimes undermines — the other frameworks in this learning resource.
Core Definitions Across Frameworks
“The ability of a system, community or society exposed to hazards to resist, absorb, accommodate, adapt to, transform and recover from the effects of a hazard in a timely and efficient manner, including through the preservation and restoration of its essential basic structures and functions through risk management.”
This is the most widely cited definition in humanitarian action and DRR. Note the six verbs — resist, absorb, accommodate, adapt, transform, recover — which reflect the evolution from a simple “bounce back” concept to one encompassing forward-looking systemic change. UNDRR also emphasizes that resilience is a process, not merely an outcome.
“The ability of people, households, communities, countries, and systems to mitigate, adapt to and recover from shocks and stresses in a manner that reduces chronic vulnerability and facilitates inclusive growth.”
USAID’s definition foregrounds inclusive growth and chronic vulnerability, linking resilience explicitly to development outcomes and poverty reduction. It operates at five nested scales: people, households, communities, countries, and systems.
“The ability of countries, communities and households to manage change, by maintaining or transforming living standards in the face of shocks or stresses — such as earthquakes, drought or violent conflict — without compromising their long-term prospects.”
DFID’s framework was groundbreaking in introducing a structured approach with three components: context (whose resilience?), disturbance (resilience to what?), and capacity to respond (exposure, sensitivity, and adaptive capacity). It was the first major donor framework to include conflict explicitly alongside natural hazards.
“The capacity of social, economic and ecological systems to cope with a hazardous event or trend or disturbance, responding or reorganizing in ways that maintain their essential function, identity and structure while also maintaining the capacity for adaptation, learning and transformation.”
The IPCC definition is notable for insisting that true resilience maintains the capacity for future learning and transformation — not just survival. It treats resilience as a property of coupled social-ecological systems, not just human communities.
“The capacity of a system, community or society potentially exposed to hazards to adapt, by resisting or changing in order to reach and maintain an acceptable level of functioning and structure. This is determined by the degree to which the social system is capable of organising itself to increase this capacity for learning from past disasters for better future protection and to improve risk reduction measures.”
The HFA definition emphasized self-organization and learning from past disasters as core components — an important precursor to the more expansive Sendai-era definitions. Note how it frames resilience as potential (“potentially exposed”) rather than actual, distinguishing it from the later UNDRR definition.
“The ability not only to withstand and cope with challenges but also to transform in a sustainable, fair, and democratic manner.”
The EU definition uniquely introduces normative criteria: transformation must be sustainable, fair, and democratic. This addresses a key critique of resilience — that it can be used to justify unjust status quos.
“The capacity of an ecosystem to absorb repeated disturbances or shocks, and adapt to change without fundamentally switching to an alternative stable state.”
Holling’s ecological definition is the origin point for all subsequent resilience thinking. His distinction between engineering resilience (speed of return to equilibrium) and ecological resilience (magnitude of disturbance a system can absorb before changing state) continues to shape how different disciplines define the concept.
Common threads across definitions: All definitions can be applied at multiple scales (individual to systemic). All require asking resilience of whom? and resilience to what? All describe abilities to respond and timings of response. And all require identifying what constitutes a shock versus a stress. What differs is the degree to which they encompass transformation, address power dynamics, and include normative judgments about what kind of “bouncing back” is desirable.
The Three Resilience Capacities
The most widely used operational framework for resilience in humanitarian and development practice breaks resilience into three interconnected and mutually reinforcing capacities. This framework, developed through the work of Béné et al. (2012), Oxfam, USAID, DFID, and others, provides the foundation for resilience measurement, programming, and evaluation across the sector.
Absorptive Capacity
The ability to take intentional protective action and cope with known shocks and stresses using available resources and strategies. Absorptive capacity is about ensuring stability — preventing or limiting the negative impact of a disturbance.
Indicators: Early warning systems, savings and insurance, food stocks, emergency preparedness plans, social safety nets, coping strategies, community disaster response capacity.
Risk stance: Risks are deemed acceptable — they can be absorbed without requiring fundamental changes to the system.
DRR link: Sendai Priority 4 (preparedness), Sendai Targets A–C (reducing mortality, affected people, economic loss).
Adaptive Capacity
The ability to make informed, incremental adjustments in anticipation of or response to ongoing change, moderating potential damage and taking advantage of opportunities. Adaptive capacity enables flexible strategies that reduce risk.
Indicators: Livelihood diversification, access to new technologies, education, market access, social capital, institutional learning, access to credit and insurance, risk-informed decision-making.
Risk stance: Risks are deemed tolerable — incremental adjustments are required to keep risks within reasonable limits.
DRR link: Sendai Priority 1 (understanding risk), Sendai Priority 3 (investing in DRR for resilience), Climate Change Adaptation (CCA).
Transformative Capacity
The capacity to create fundamentally new systems when ecological, economic, or social structures make the existing system untenable. Transformation addresses the root causes and deep structures that produce vulnerability and risk — not just their proximate expressions.
Indicators: Policy and governance reform, women’s empowerment, access to justice, land reform, shifts in power relations, structural market changes, new institutional arrangements, collective action.
Risk stance: Risks are deemed intolerable — communities or systems decide to fundamentally change behavior, location, or livelihood to avoid or eliminate the risk.
DRR link: Sendai Priority 2 (risk governance), “Build Back Better” (Priority 4), HDP Nexus peace pillar, structural development investment.
While absorptive, adaptive, and transformative capacities are often presented as a progression (cope → adjust → transform), in practice they are interconnected, simultaneous, and mutually reinforcing. A community may simultaneously employ absorptive strategies (emergency food reserves), adaptive strategies (crop diversification), and transformative strategies (advocacy for land rights) in response to the same set of stresses. Humanitarian programming that enhances one capacity in isolation — for example, cash transfers that build absorptive capacity without addressing structural vulnerability — risks creating dependency rather than genuine resilience.
Types & Domains of Resilience
Resilience is not monolithic. It manifests differently across social, economic, environmental, institutional, and infrastructure domains. Understanding these types helps practitioners design integrated interventions and avoid strengthening one dimension at the expense of another.
🏘 Community Resilience
The sustained ability of a community to use available resources to withstand, respond to, and recover from adverse situations. Emphasizes collective action, social cohesion, local knowledge, and participatory governance.
💰 Economic Resilience
The ability of an economy (household, local, national) to absorb financial shocks, maintain essential economic functions, and recover economic activity. Includes livelihood diversification, financial inclusion, social protection, and fiscal buffers.
👥 Social Resilience
The capacity of social groups and networks to cope with and recover from external stresses. Built through social capital, trust, mutual aid, civic participation, and equitable access to services and decision-making.
🌍 Ecological Resilience
The capacity of ecosystems to absorb disturbance and reorganize while maintaining essential functions. Foundational to all other resilience types — ecosystem degradation undermines community, economic, and infrastructure resilience.
🏗 Infrastructure Resilience
The ability of critical infrastructure systems (energy, water, transport, communications, health facilities) to anticipate, withstand, and rapidly recover from disruption. Central to Sendai Target D on reducing damage to critical infrastructure.
🌡 Climate Resilience
The capacity to cope with hazardous climate events, trends, or disturbances while maintaining the capacity for adaptation, learning, and transformation. Bridges DRR and Climate Change Adaptation (CCA). Aligned with the Paris Agreement and Sendai Framework.
🏥 Health System Resilience
The capacity of health actors, institutions, and populations to prepare for, respond to, and learn from health shocks while maintaining core health functions. Highlighted by COVID-19 and integral to Sendai’s all-hazards approach.
🏛 Institutional Resilience
The ability of governance systems and institutions to function effectively under stress, adapt to changing conditions, and maintain legitimacy. Links to Sendai Priority 2 (risk governance) and the HDP Nexus development pillar.
🌾 Food System Resilience
The capacity of food systems to deliver food security and nutrition outcomes despite shocks and stresses. Central to the Food Security Cluster and the HDP Nexus Coalition’s focus on food crises in conflict-affected states.
🕊 Conflict Resilience
The capacity of societies to manage tensions and conflicts without violence. Links directly to the HDP Nexus peace pillar. Includes conflict-sensitive programming, social cohesion building, and local peace infrastructure.
🏙 Urban Resilience
The capacity of urban systems — individuals, communities, institutions, businesses, and infrastructure — to survive, adapt, and grow regardless of chronic stresses or acute shocks. Applied through UNDRR’s Making Cities Resilient campaign and the Rockefeller Foundation’s 100 Resilient Cities (now the Resilient Cities Network).
👤 Individual/Psychological Resilience
The capacity of individuals to navigate adversity and maintain or recover mental health and well-being. Important in humanitarian contexts for both affected populations and aid workers. Distinct from but connected to community resilience.
How Resilience Operates Across This Resource’s Frameworks
Resilience in the DRR Frameworks
Hyogo, Sendai, and the disaster management cycle- HFA The full title — “Building the Resilience of Nations and Communities to Disasters” — places resilience as the central organizing concept. The HFA treated resilience primarily as disaster preparedness and institutional capacity, using the HFA Monitor to track national resilience-building progress. However, it lacked measurable resilience targets.
- SFDRR Sendai Priority 3 is explicitly “Investing in disaster reduction for resilience.” The seven global targets operationalize resilience through measurable reductions in mortality, affected people, economic loss, and infrastructure damage. Sendai expanded resilience from natural hazards to all hazards and introduced “Build Back Better” as a resilience principle in recovery.
- GP2025 The 8th Global Platform (June 2025) focused on financing for resilience, finding that despite proven cost-effectiveness of prevention investment, DRR financing remains vastly underfunded relative to disaster response spending.
Resilience in the HDP Nexus
Bridging humanitarian, development, and peace- BRIDGE Resilience functions as the primary conceptual bridge between the three nexus pillars. Humanitarian action builds absorptive capacity (immediate coping), development builds adaptive capacity (systemic adjustment), and peacebuilding builds transformative capacity (addressing root causes of conflict and vulnerability).
- OUTCOME “Collective outcomes” under the nexus are essentially resilience outcomes — they describe a state where communities can manage shocks without reverting to humanitarian crisis. The 2024 OECD DAC Five-Year Review found that “strengthening resilience” was the most commonly cited collective outcome in nexus programming.
- RISK Resilience language in the nexus has been criticized for being used to justify premature humanitarian exit: if communities are deemed “resilient,” the humanitarian case for continued engagement weakens, even when structural vulnerabilities remain unaddressed.
Resilience in the Cluster System
Operational coordination and transition- EARLY REC The Early Recovery Cluster (UNDP) is the primary institutional home for resilience within the cluster system. It bridges immediate response with longer-term resilience programming, connecting to “Build Back Better” and livelihoods restoration.
- TRANSIT Cluster transition and deactivation is fundamentally a resilience judgment: clusters should deactivate when national systems are sufficiently resilient to coordinate response without international support. The 2025 IASC deactivation guidance frames transition as contingent on demonstrated national capacity — a resilience assessment.
- CROSS All clusters contribute to resilience in their sectors: the Shelter Cluster through resilient housing standards, the WASH Cluster through sustainable water systems, the Health Cluster through health system strengthening, and the Education Cluster through psychosocial support and learning continuity.
Critical Perspectives on Resilience
✦ Why Resilience Matters
- Bridging concept: Resilience cuts across humanitarian, development, DRR, climate, and peace silos — it provides shared language and common ground for the HDP Nexus
- Forward-looking: Unlike vulnerability analysis alone, resilience asks what capacities exist and can be strengthened, not just what deficits need to be filled
- Multi-scale: Applies from individual psychology to national systems to global governance, enabling analysis at every level of humanitarian action
- Proven return on investment: UNDRR evidence shows every $1 invested in disaster resilience saves $6 in future response costs
- Local ownership: Resilience frameworks foreground local knowledge, capacities, and self-organization as starting points for programming
✦ Critiques & Limitations
- Conceptual vagueness: Resilience has been called a “buzzword” and criticized for “semantic blur” (Simon & Randalls, 2016) — its meaning varies so widely that it can justify almost any intervention
- Responsibility shifting: Critics argue resilience language shifts the burden of coping from states and institutions onto vulnerable populations: “be resilient” can become code for “manage without help”
- Status quo bias: “Bouncing back” can imply returning to pre-crisis conditions that were themselves unjust. Not all existing systems deserve to be preserved — some should be transformed
- Measurement difficulty: Despite decades of effort, there is no consensus on how to measure resilience. Proxy indicators exist but validated, comparable metrics remain elusive
- Power blindness: Resilience frameworks often fail to ask who decides what constitutes acceptable resilience and whose resilience is being prioritized — a concern amplified in conflict-affected settings
- Premature exit justification: In humanitarian contexts, declaring communities “resilient” can be used to justify reduced funding or premature withdrawal of assistance when structural vulnerabilities remain
- Underfunded: Despite cost-effectiveness evidence, resilience investment receives a tiny fraction of disaster-related official development assistance — just $0.50 per $100 of disaster ODA goes to prevention
Resilience is never politically neutral. Deciding whose resilience to prioritize, what constitutes an acceptable level of resilience, and what trade-offs are made between absorbing shocks and transforming systems are fundamentally political choices. In FCAS (fragile and conflict-affected states), where 58% of disaster deaths occur, resilience programming that focuses only on absorptive capacity without addressing the conflict dynamics that produce vulnerability is not only incomplete — it can reinforce the conditions that create crises. The most effective resilience approaches integrate all three capacities, address power dynamics explicitly, and center the agency and self-determination of affected populations.
The Wider Humanitarian & DRR Ecosystem
The HDP Nexus and DRR frameworks are embedded in a dense web of international agreements, standards, and tools. Understanding these connections is essential for effective humanitarian practice.
2030 Agenda & SDGs
DRR-related targets span multiple goals (1, 2, 3, 4, 6, 9, 11, 13, 14, 15). SDG 16 (peace, justice, strong institutions) connects directly to the HDP Nexus peace pillar. Risk-informed development is essential for all SDGs.
sdgs.un.org/2030agendaParis Agreement on Climate Change
Climate adaptation and DRR share significant overlap. The Loss and Damage Fund (operationalized at COP28) connects to DRR by addressing residual risks from climate disasters.
unfccc.int — Paris AgreementDAC Recommendation on the HDP Nexus
The legal instrument for operationalizing the Triple Nexus. 11 policy recommendations across coordination, programming, and financing. Adhered to by 39 entities.
legalinstruments.oecd.org — OECD-LEGAL-5019New Urban Agenda
Addresses urban DRR. With 55%+ of the world’s population in cities, urban resilience links to both Sendai and the HDP Nexus’s development pillar.
habitat3.org/the-new-urban-agendaSustaining Peace Resolutions
GA Res. 70/262 and SC Res. 2282 provide the peace architecture that the HDP Nexus’s peace pillar connects to. Emphasize prevention across the conflict cycle.
un.org/peacebuilding — Sustaining PeaceConvention on Protection of Persons in Disasters (PPED)
The UN GA initiated a potentially binding convention on disaster protection. May fundamentally change the legal landscape of DRR and nexus governance post-2030.
GP2025 Agenda (reference)Sphere Standards
Humanitarian minimum standards in response. Sphere’s DRR thematic sheet explicitly links response standards to risk reduction: “relief must reduce future vulnerabilities.”
spherestandards.orgCore Humanitarian Standard (CHS)
Nine quality and accountability commitments. Links to nexus through capacity building, evidence-based programming, and preparedness.
corehumanitarianstandard.orgIASC Guidance on the HDP Nexus
IASC Results Group 4 on humanitarian-development collaboration. Produced guidance notes and checklists for advancing nexus approaches through global clusters.
interagencystandingcommittee.orgIASC Reference Module for Cluster Coordination
The definitive guide for country-level cluster coordination. Outlines activation criteria, core functions, accountability lines, and transition planning. Revised 2015 under the Transformative Agenda.
reliefweb.int — IASC Reference ModuleGuidance on Cluster Transition & Deactivation
New 2025 guidance clarifying steps, roles, and responsibilities for transitioning clusters to government-led coordination. Includes templates for transition strategies, risk analysis, and communication plans.
WHO Health Cluster — Transition GuidanceInternational Disaster Law
Guidelines on domestic DRR legislation. Supports Sendai Priority 2 and provides models for translating global frameworks into national law.
disasterlaw.ifrc.orgINFORM Risk Index
Open-source risk assessment for 191 countries. Three dimensions: hazard & exposure, vulnerability, lack of coping capacity. Includes conflict intensity indicators—one of the few tools bridging DRR and conflict analysis.
drmkc.jrc.ec.europa.eu/inform-indexSendai Framework Monitor
Official implementation monitoring tool. 38 indicators across seven global targets. Country self-reporting feeds into the Global Assessment Report (GAR).
sendaimonitor.undrr.orgPreventionWeb
Global DRR knowledge-sharing platform. News, research, events, country profiles. Essential for monitoring both DRR and nexus developments.
preventionweb.netALNAP HDP Nexus Resource Library
Over 325 resources on nexus implementation, including evaluations, learning briefs, and the 2025 Explain briefing on latest nexus evidence. Essential for nexus practitioners.
alnap.org — HDP NexusThinkHazard!
Location-specific hazard assessments. Makes hazard data accessible for non-specialists.
thinkhazard.orgHDP Nexus Coalition
Co-led by FAO, g7+, SIPRI, and WFP. Focuses on food systems, conflict, and hunger. Workstreams on research, knowledge management, and country-level transformation.
fightfoodcrises.net/hdp-nexus-coalitionKey Resources & Staying Current
Sendai Framework Full Text
Complete SFDRR 2015–2030 as adopted by the UN General Assembly.
undrr.org — Sendai FrameworkSendai MTR Political Declaration (A/RES/77/289)
Adopted May 2023. Renewed commitments and post-2030 planning mandate.
sendaiframework-mtr.undrr.orgGeneva Call for DRR — GP2025 Summary
Co-Chairs’ Summary from the 8th Global Platform (June 2025).
preventionweb.net — Geneva CallIASC Cluster Coordination Reference Module
The operational guide for country-level cluster coordination, activation, core functions, and transition.
reliefweb.int — Reference ModuleIASC Guidance on Cluster Transition & Deactivation (2025)
New guidance on transitioning clusters to government-led coordination. Endorsed January 2025.
healthcluster.who.int — Transition GuidancePreventionWeb
UNDRR’s global DRR knowledge platform. News, publications, events, country profiles.
preventionweb.netINFORM Risk Index Portal
Open-source risk data for 191 countries. Downloadable datasets, interactive maps, annual updates.
drmkc.jrc.ec.europa.eu/inform-indexSendai Framework Monitor
Standardized national reporting on Sendai targets.
sendaimonitor.undrr.orgIISD Earth Negotiations Bulletin
Independent reporting on DRR policy events and Global Platforms.
enb.iisd.orgOECD DAC Recommendation (Full Text)
The foundational legal instrument for the HDP Nexus. PDF includes all 11 policy recommendations.
legalinstruments.oecd.org — PDFOECD HDP Nexus Interim Progress Review (2022)
First systematic assessment of DAC Recommendation implementation. Documents progress and gaps across coordination, programming, and financing.
oecd.org — Interim ReviewIASC Guidance Note: HDP Nexus through Global Clusters
Advisory note for cluster coordinators on advancing nexus approaches in assessment, planning, and response.
cccmcluster.org — IASC GuidanceExploring Peace within the HDP Nexus
IASC paper on how humanitarian actors can integrate conflict sensitivity and contribute to peace outcomes. Clarifies “Big P” and “little p” peace approaches.
interagencystandingcommittee.orgALNAP HDP Nexus Evidence Library
325+ resources including evaluations, learning briefs, and the 2025 Explain briefing on latest nexus evidence and thinking.
alnap.org — HDP NexusHDP Nexus Essentials (Nexus Academy)
Free 2-hour online course providing an overview of the nexus landscape. Designed to build common understanding across all three pillars.
UNDP — Nexus Approaches (course link)ISC Report for the Sendai MTR
International Science Council’s independent assessment. Scientific analysis of progress, gaps, and recommendations.
council.science — MTR ReportThe Peace Imperative for the Sendai Framework
Peters et al. document analysis showing the SFDRR’s complete absence of “peace” and superficial engagement with conflict dynamics. Key reading for DRR-nexus integration.
Springer — Int. J. Disaster Risk ScienceWorking Across the HDP Nexus: Evaluation Evidence
Maps 90+ nexus evaluations. Finds inconsistent evaluation practices, nascent peace integration, and need for “trilingual” practitioners across all three pillars.
ReliefWeb — ALNAP Nexus PaperInt. Journal of Disaster Risk Reduction
Peer-reviewed journal covering DRR science, policy, and practice.
ScienceDirect — IJDRRSphere Handbook & DRR Thematic Sheet
Minimum humanitarian standards plus the thematic sheet linking Sphere to DRR practice.
spherestandards.org/handbookSendai Framework as a Tool for Conflict Prevention
Analysis of how Sendai’s implementation tackles socio-economic, politico-institutional, and environmental factors that drive both disaster risk and conflict.
ReliefWeb — Sendai & Conflict PreventionReferences & Citations
Consolidated references. All URLs verified as of February 2026.
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ReliefWeb. “Evidence of Positive Progress on DRR in the HDP Nexus: Thematic Report for the Sendai MTR.” https://reliefweb.int/report/world/…
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Sphere Association. (2018). The Sphere Handbook. Fourth edition. Geneva. https://spherestandards.org/handbook/
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UNDRR. Hyogo Framework for Action 2005–2015. https://www.preventionweb.net/sendai-framework/Hyogo-Framework-for-Action
UNDRR. Sendai Framework for Disaster Risk Reduction 2015–2030. https://www.undrr.org/implementing-sendai-framework/what-sendai-framework
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